SEC Form 4 · accession 0001209191-17-053765
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose F Rogers
Officer — VP & Chief HR Officer
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2017 | M | 7,500 | $9.81 | A | 33,657 | D | |
| Common Stock | Sep 20, 2017 | F | 4,352 | $29.96 | D | 29,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $9.81 | Sep 20, 2017 | M | 7,500 | D | Jul 1, 2016 | Jul 1, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.
- F2The option vested as to 2,500 shares on each of July 1, 2013, 2014, 2015, 2016.