SEC Form 4 · accession 0001209191-17-036958
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D. Wampler
Officer — VP, Controller and CAO
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 1,250 | $15.92 | A | 9,514 | D | |
| Common Stock | May 30, 2017 | F | 859 | $31.98 | D | 8,655 | D | |
| Common Stock | May 30, 2017 | M | 1,500 | $22.84 | A | 10,155 | D | |
| Common Stock | May 30, 2017 | F | 1,234 | $31.98 | D | 8,921 | D | |
| Common Stock | Jun 1, 2017 | S | 1,500 | $32.01 | D | 7,421 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1 | $15.92 | May 30, 2017 | M | 1,250 | D | Mar 23, 2017 | Mar 23, 2023 | Common Stock | 1,250 | 3,750 | D |
| Option - Right to BuyF2 | $22.84 | May 30, 2017 | M | 1,500 | D | Jul 31, 2014 | Jul 31, 2020 | Common Stock | 1,500 | 750 | D |
Explanation of responses
- F1This option, when granted, covered 5,000 shares and vests in four equal annual installments on each of March 23, 2017, 2018, 2019, 2020.
- F2This option, when granted, covered 3,000 shares and vests in four equal annual installments on each of July 31, 2014, 2015, 2016, 2017.