SEC Form 4 · accession 0001209191-17-022430
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Groves
Officer — VP, CFO & Treasurer
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | A | 4,500 | $0.00 | A | 22,482 | D | |
| Common Stock | Mar 20, 2017 | A | 3,912 | $0.00 | A | 26,394 | D | |
| Common Stock | Mar 20, 2017 | F | 1,471 | $28.67 | D | 24,923 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | $28.67 | Mar 20, 2017 | A | 6,000 | A | Mar 20, 2018 | Mar 19, 2024 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.
- F2The option will vest in four equal installments on March 20, 2018, 2019, 2020 and 2021