SEC Form 4 · accession 0001209191-17-014937
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Reardon
Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 11,000 | $24.90 | A | 128,924 | D | |
| Common Stock | Feb 23, 2017 | M | 5,500 | $25.51 | A | 134,424 | D | |
| Common Stock | Feb 23, 2017 | M | 28,125 | $22.84 | A | 162,549 | D | |
| Common Stock | Feb 23, 2017 | F | 39,067 | $31.40 | D | 123,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $24.90 | Feb 23, 2017 | M | 11,000 | D | Mar 18, 2015 | Mar 17, 2021 | Common Stock | 11,000 | 11,000 | D |
| Option - Right to BuyF1,F3 | $25.51 | Feb 23, 2017 | M | 5,500 | D | Mar 30, 2016 | Mar 29, 2022 | Common Stock | 5,500 | 16,500 | D |
| Option - Right to BuyF1,F4 | $22.84 | Feb 23, 2017 | M | 28,125 | D | Jul 31, 2014 | Jul 30, 2020 | Common Stock | 28,125 | 9,375 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.
- F2The option vested or will vest as to 5,500 shares on each of March 18, 2015, 2016, 2017 and 2018.
- F3The option vested or will vest as to 5,500 shares on each of March 30, 2016, 2017, 2018, and 2019.
- F4The option vested or will vest as to 9,250 shares on each of July 31, 2014, 2015, 2016 and 2017.