SEC Form 4 · accession 0001209191-17-012898
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Heiser
Officer — VP & General Counsel
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 11,250 | $22.84 | A | 24,295 | D | |
| Common Stock | Feb 16, 2017 | F | 10,020 | $30.89 | D | 14,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $22.84 | Feb 16, 2017 | M | 11,250 | D | Jul 31, 2014 | Jul 30, 2020 | Common Stock | 11,250 | 3,750 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.
- F2The option vested or will vest as to 3,750 shares on each of July 31, 2014, 2015, 2016, 2017.