SEC Form 4 · accession 0001209191-16-150324
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Reardon
Officer — Chairman, President & CEO · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 15, 2016 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 18,000 | $9.81 | A | 130,424 | D | |
| Common Stock | Nov 11, 2016 | F | 12,500 | $25.51 | D | 117,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1 | $9.81 | Nov 11, 2016 | M | 18,000 | D | Jul 1, 2013 | Jun 30, 2019 | Common Stock | 18,000 | 10,000 | D |
Explanation of responses
- F1The option, when granted, covered 50,000 shares and vested as to 12,500 shares on each of July 1, 2013, 2014, 2015, 2016.