SEC Form 4 · accession 0001209191-16-140469
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose F Rogers
Officer — VP & Chief HR Officer
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 9,000 | $18.04 | A | 32,816 | D | |
| Common Stock | Sep 2, 2016 | F | 7,727 | $23.33 | D | 25,089 | D | |
| Common Stock | Sep 6, 2016 | S | 5,000 | $24.29 | D | 20,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1 | $18.04 | Sep 2, 2016 | M | 9,000 | D | Jun 23, 2011 | Jun 22, 2017 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1The option vested as to 2,250 shares on each of June 23, 2011, 2012, 2013 and 2014