SEC Form 4 · accession 0001209191-16-139628
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Heiser
Officer — VP & General Counsel
Period of report
Sep 1, 2016
Accepted (ET)
Sep 2, 2016 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 7,500 | $9.81 | A | 22,654 | D | |
| Common Stock | Sep 1, 2016 | F | 5,488 | $23.74 | D | 17,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1 | $9.81 | Sep 1, 2016 | M | 7,500 | D | Jul 1, 2013 | Jun 30, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The option vested as to 3,750 shares on each of July 1, 2013, 2014, 2015 and 2016