SEC Form 4 · accession 0001209191-16-110642
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Heiser
Officer — VP & General Counsel
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | A | 7,000 | $0.00 | A | 18,798 | D | |
| Common Stock | Mar 30, 2016 | A | 3,262 | $0.00 | A | 22,060 | D | |
| Common Stock | Mar 30, 2016 | F | 1,525 | $15.92 | D | 20,535 | D | |
| Common Stock | holding | — | — | — | 600 | I | Inherited IRA FBA self |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | $15.92 | Mar 23, 2016 | A | 10,000 | A | Mar 23, 2017 | Mar 22, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans.
- F2The option will vest in four equal installments on March 23, 2017, 2018, 2019 and 2020