SEC Form 4 · accession 0001181431-15-005941
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Berenato
Director
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | M | 20,000 | $24.34 | A | 38,393 | D | |
| Common Stock | Apr 15, 2015 | F | 14,653 | $33.22 | D | 23,740 | D | |
| Common Stock | Apr 15, 2015 | M | 20,000 | $17.46 | A | 43,740 | D | |
| Common Stock | Apr 15, 2015 | F | 10,511 | $33.22 | D | 33,229 | D | |
| Common Stock | Apr 15, 2015 | M | 15,000 | $18.04 | A | 48,229 | D | |
| Common Stock | Apr 15, 2015 | F | 8,145 | $33.22 | D | 40,084 | D | |
| Common Stock | holding | — | — | — | 24,750 | I | In IRA FBO self | |
| Common Stock | holding | — | — | — | 6,950 | I | In trust FBO children | |
| Common Stock | holding | — | — | — | 425 | I | In IRA FBO wife | |
| Common Stock | holding | — | — | — | 18,314 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $24.34 | Apr 15, 2015 | M | 20,000 | D | Jun 18, 2009 | Jun 17, 2015 | Common Stock | 20,000 | 0 | D |
| Option - Right to BuyF1,F3 | $17.46 | Apr 15, 2015 | M | 20,000 | D | Jul 30, 2010 | Jul 29, 2016 | Common Stock | 20,000 | 0 | D |
| Option - Right to BuyF1,F4 | $18.04 | Apr 15, 2015 | M | 15,000 | D | Jun 23, 2011 | Jun 22, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The option represents the right to purchase common stock under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
- F2The option became exercisable in four equal installments: June 18, 2009, 2010, 2011 and 2012.
- F3The option became exercisable in four equal installments: July 30, 2010, 2011, 2012 and 2013.
- F4The option became exercisable in four equal installments: June 23, 2011, 2012, 2013 and 2014.