SEC Form 4 · accession 0001181431-15-005923
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Bellino
Officer — VP & CFO
Period of report
Apr 15, 2015
Accepted (ET)
Apr 16, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | M | 4,000 | $18.04 | A | 24,560 | D | |
| Common Stock | Apr 15, 2015 | F | 2,859 | $33.22 | D | 21,701 | D | |
| Common Stock | Apr 15, 2015 | M | 4,500 | $21.61 | A | 26,201 | D | |
| Common Stock | Apr 15, 2015 | F | 3,518 | $33.22 | D | 22,683 | D | |
| Common Stock | Apr 15, 2015 | M | 5,000 | $9.81 | A | 27,683 | D | |
| Common Stock | Apr 15, 2015 | F | 2,800 | $33.22 | D | 24,883 | D | |
| Common Stock | Apr 15, 2015 | M | 3,750 | $22.84 | A | 28,633 | D | |
| Common Stock | Apr 15, 2015 | F | 3,018 | $33.22 | D | 25,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $18.04 | Apr 15, 2015 | M | 4,000 | D | Jun 23, 2011 | Jun 22, 2017 | Common Stock | 4,000 | 0 | D |
| Option - Right to BuyF1,F3 | $21.61 | Apr 15, 2015 | M | 4,500 | D | Jul 27, 2012 | Jul 26, 2018 | Common Stock | 4,500 | 4,500 | D |
| Option - Right to BuyF1,F4 | $9.81 | Apr 15, 2015 | M | 5,000 | D | Jul 1, 2013 | Jun 30, 2019 | Common Stock | 5,000 | 10,000 | D |
| Option - Right to BuyF1,F5 | $22.84 | Apr 15, 2015 | M | 3,750 | D | Jul 31, 2014 | Jul 30, 2020 | Common Stock | 3,750 | 11,250 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
- F2The option vested as to 4,000 shares on each of June 23, 2011, 2012, 2013 and 2014.
- F3The option vested or will vest as to 4,500 shares on each of July 27, 2012, 2013, 2014 and 2015.
- F4The option vested or will vest as to 5,000 shares on each of July 1, 2013, 2014, 2015 and 2016.
- F5The option vested or will vest as to 7,500 shares on each of July 31, 2014 and 2015.