SEC Form 4 · accession 0001181431-15-005884
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose F Rogers
Officer — VP, Human Resources
Period of report
Apr 15, 2015
Accepted (ET)
Apr 16, 2015 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | M | 5,000 | $24.34 | A | 19,511 | D | |
| Common Stock | Apr 15, 2015 | F | 4,166 | $33.22 | D | 15,345 | D | |
| Common Stock | Apr 15, 2015 | M | 8,000 | $18.23 | A | 23,345 | D | |
| Common Stock | Apr 15, 2015 | F | 5,747 | $33.22 | D | 17,598 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1,F2 | $24.34 | Apr 15, 2015 | M | 5,000 | D | Jun 18, 2009 | Jun 17, 2015 | Common Stock | 5,000 | 0 | D |
| Option - Right to BuyF1,F3 | $18.23 | Apr 15, 2015 | M | 8,000 | D | Jun 29, 2010 | Jun 28, 2016 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Employee Stock Option Plans, which are Rule 16b-3 plans.
- F2The option vested as to 1,250 shares on each of June 18, 2009, 2010, 2011 and 2012.
- F3The option vested as to 2,000 shares on each of June 29, 2010, 2011, 2012 and 2013.