SEC Form 4 · accession 0001181431-15-005382
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose F Rogers
Officer — VP, Human Resources
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | A | 4,500 | $0.00 | A | 13,081 | D | |
| Common Stock | Mar 30, 2015 | A | 2,316 | $0.00 | A | 15,397 | D | |
| Common Stock | Mar 30, 2015 | F | 886 | $25.51 | D | 14,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | $25.51 | Mar 30, 2015 | A | 8,000 | A | Mar 30, 2016 | Mar 29, 2022 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
- F2The option will vest in four equal installments on March 30, 2016, 2017, 2018 and 2019.