SEC Form 4 · accession 0001181431-15-005381
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Reardon
Officer — Chairman and CEO · Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 1, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | A | 12,000 | $0.00 | A | 98,859 | D | |
| Common Stock | Mar 30, 2015 | A | 18,008 | $0.00 | A | 116,867 | D | |
| Common Stock | Mar 30, 2015 | F | 9,068 | $25.51 | D | 107,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | $25.51 | Mar 30, 2015 | A | 22,000 | A | Mar 30, 2016 | Mar 29, 2022 | Common Stock | 22,000 | 22,000 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
- F2The option will vest in four equal installments on March 30, 2016, 2017, 2018 and 2019.