SEC Form 4 · accession 0000891092-15-003567
OMNICOM GROUP INC. · OMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Wren
Officer — President and CEO · Director
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.15 per shareF1,F2,F3 | Apr 24, 2015 | A | 87,070 | $0.00 | A | 909,574 | D | |
| Common Stock, par value $0.15 per shareF4 | Apr 24, 2015 | F | 42,824 | $77.50 | D | 866,750 | D | |
| Common Stock, par value $0.15 per shareF6 | Apr 10, 2014 | G | 9,052 | $0.00 | D | 0 | I | See footnote |
| Common Stock, par value $0.15 per shareF3,F7 | holding | — | — | — | 50,000 | I | See footnote | |
| Common Stock, par value $0.15 per share | holding | — | — | — | 25,030 | I | By 401(K) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 4, 2012, the reporting person was granted performance restricted stock units ("PRSUs") which vest based on the company's return on equity as compared to that of an industry peer group. On April 24, 2015, the compensation committee of the board of directors of the company determined that the performance criteria had been met, resulting in the vesting of these shares.
- F2On January 7, 2014, 20,542 shares were transferred from the 2011 Grantor Retained Annuity Trust to the reporting person's individual brokerage account.
- F3On October 17, 2014, the reporting person transferred 50,000 shares from his individual brokerage account to his 2014 Grantor Retained Annuity Trust.
- F4Represents shares withheld by the company for payment of tax liability incident to the vesting of PRSUs originally granted to the reporting person on April 8, 2011 and April 4, 2012.
- F5On April 10, 2014, the reporting person appointed a third party as the sole trustee of the 2011 Grantor Retained Annuity Trust and relinquished the right to replace the trustee.
- F6By 2011 Grantor Retained Annuity Trust.
- F7By 2014 Grantor Retained Annuity Trust.