SEC Form 4 · accession 0001225208-17-003573
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Kalil
Officer — Exec VP and General Counsel
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | Feb 14, 2017 | F | 5,965 | $61.72 | D | 448,002 | D | |
| Common | holding | — | — | — | 901 | I | By 401(k) Plan | |
| Common | holding | — | — | — | 3,527 | I | By 401(k) Plan ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- F2Stock withheld on the delivery date to cover taxes for deferred stock granted on February 14, 2014, as previously reported.