SEC Form 4 · accession 0001225208-17-003569
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heinz Haller
Officer — Executive Vice President
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Feb 14, 2017 | M | 118,090 | $38.38 | A | 815,451 | D | |
| Common | Feb 14, 2017 | F | 73,666 | $61.525 | D | 741,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $38.38 | Feb 14, 2017 | M | 118,090 | D | — | Feb 11, 2021 | Common | 118,090 | 0 | D |
Explanation of responses
- F1Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- F2The options vest in three equal annual installments beginning on February 11, 2012.