SEC Form 4 · accession 0001225208-16-042507
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew N Liveris
Officer — CEO and Chairman · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Nov 29, 2016 | G | 13,000 | $0.00 | D | 799,300 | I | By Trust |
| CommonF2 | Nov 30, 2016 | G | 55,000 | $0.00 | D | 744,300 | I | By Trust |
| Common | holding | — | — | — | 191,710 | D | ||
| Common | holding | — | — | — | 1,547 | I | By 401(k) Plan | |
| Common | holding | — | — | — | 3,302 | I | By 401(k) Plan ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted in a charitable transaction.
- F2These shares were gifted to a charitable foundation that is controlled by the reporting person and his spouse.