SEC Form 4 · accession 0001225208-16-042186
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth G Shaw
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 22, 2016 | M | 6,050 | $41.97 | A | 44,358 | D | |
| Common | Nov 22, 2016 | F | 4,719 | $53.815 | D | 39,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $41.97 | Nov 22, 2016 | M | 6,050 | D | Mar 5, 2008 | Mar 5, 2017 | Common | 6,050 | 0 | D |
Explanation of responses
- F1Award of options under the 2003 Non-Employee Directors' Stock Incentive Plan in a transaction exempt under Rule 16b-3.