SEC Form 4 · accession 0001225208-16-041263
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacqueline K Barton
Director
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 3, 2016 | M | 6,050 | $41.97 | A | 49,465 | D | |
| Common | Nov 3, 2016 | F | 4,740 | $53.58 | D | 44,725 | D | |
| Common | holding | — | — | — | 600 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $41.97 | Nov 3, 2016 | M | 6,050 | D | Mar 5, 2008 | Mar 5, 2017 | Common | 6,050 | 0 | D |
Explanation of responses
- F1Award of stock with transfer restrictions under the 2003 Non-Employee Directors' Stock Incentive Plan in a transaction exempt under Rule 16b-3.