SEC Form 4 · accession 0001225208-16-033292
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heinz Haller
Officer — Executive Vice President
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | May 11, 2016 | M | 100,000 | $43.59 | A | 768,092 | D | |
| Common | May 11, 2016 | F | 84,831 | $51.385 | D | 683,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $43.59 | May 11, 2016 | M | 100,000 | D | — | Feb 16, 2017 | Common | 100,000 | 0 | D |
Explanation of responses
- F1Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- F2The options vest in three equal annual installments beginning on February 16, 2008.