SEC Form 4 · accession 0001225208-16-026919
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard I Ungerleider
Officer — Vice Chairman & CFO
Period of report
Feb 15, 2016
Accepted (ET)
Feb 18, 2016 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | Feb 15, 2016 | F | 10,209 | $46.83 | D | 78,081 | D | |
| Common | holding | — | — | — | 166 | I | By 401(k) Plan | |
| Common | holding | — | — | — | 1,948 | I | By 401(k) Plan ESOP | |
| Common | holding | — | — | — | 65,226 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- F2Stock withheld on the delivery date to cover taxes for deferred stock granted on February 15, 2013, as previously reported.