SEC Form 4 · accession 0001225208-15-013084

· DOW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

May 28, 2015

Accepted (ET)

Jun 1, 2015 · 4:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000029915

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common	May 28, 2015	M	200,000	$43.675	A	429,430	D
Common	May 28, 2015	F	13,101	$50.89	D	416,329	D
Common	May 28, 2015	F	171,645	$50.89	D	244,684	D
Common	May 29, 2015	M	200,000	$43.675	A	444,684	D
Common	May 29, 2015	F	13,773	$51.325	D	430,911	D
Common	May 29, 2015	J	31,291	$0.00	D	399,620	D
Common	May 29, 2015	F	170,190	$51.325	D	229,430	D
Common	May 29, 2015	J	31,291	$0.00	A	753,126	I	By Trust
Common	holding	—	—		—	1,319	I	By 401(k) Plan
Common	holding	—	—		—	2,833	I	By 401(k) Plan ESOP
Common	holding	—	—		—	5,000	I	By Daughter
Common	holding	—	—		—	8,000	I	By Son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F3,F4	$43.675	May 28, 2015	M	200,000	D	—	Mar 1, 2016	Common	200,000	200,000	D
Non-Qualified Stock Option (right to buy)^F3,F4	$43.675	May 29, 2015	M	200,000	D	—	Mar 1, 2016	Common	200,000	0	D

F1Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
F2Change in form of ownership.
F3Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
F4The options vested in three equal annual installments beginning on March 1, 2007.