SEC Form 4 · accession 0001225208-15-003739
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew N Liveris
Officer — President and CEO · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2,F3 | Feb 10, 2015 | F | 38,401 | $48.50 | D | 218,819 | D | |
| Common | holding | — | — | — | 1,287 | I | By 401(k) Plan | |
| Common | holding | — | — | — | 2,389 | I | By 401(k) Plan ESOP | |
| Common | holding | — | — | — | 5,000 | I | By Daughter | |
| Common | holding | — | — | — | 8,000 | I | By Son | |
| Common | holding | — | — | — | 670,093 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- F2Stock withheld on the delivery date to cover taxes for deferred stock granted on February 10, 2012, as previously reported.
- F3Amount of securities beneficially owned following the transaction reflects a change in form of ownership of 6,000 shares from direct holdings to 5,000 shares held by daughter and an additional 1,000 shares held by son.