SEC Form 5 · accession 0001225208-15-001161
DOW CHEMICAL CO /DE/ · DOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Fitterling
Officer — Vice Chair-Business Operations
Period of report
Dec 31, 2014
Accepted (ET)
Jan 9, 2015 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 23, 2014 | G | 12,697 | $0.00 | D | 178,396 | D | |
| Common | holding | — | — | — | 1,179 | I | By 401(k) Plan | |
| Common | holding | — | — | — | 3,029 | I | By 401(k) Plan ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total number of shares held reflects shares acquired through a dividend reinvestment arrangement that were not required to be reported under Rule 16a-11 and were inadvertently omitted from the reporting person's previous holdings.