SEC Form 4 · accession 0001681915-18-000002
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Tobin
Officer — CEO & President · Director
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 23, 2018 | A | 164,603 | $0.00 | A | 166,752 | D | |
| Common StockF3,F2 | May 23, 2018 | A | 17,726 | $0.00 | A | 184,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $79.75 | May 23, 2018 | A | 210,658 | A | May 23, 2021 | May 23, 2028 | Common Stock | 210,658 | 210,658 | D |
Explanation of responses
- F1Represents one-time signing grant of restricted stock units, which will vest in five equal installments on December 15th of each calendar year, starting on December 15, 2018 and ending on December 15, 2022.
- F2Includes 2,149 deferred stock units granted to Mr. Tobin when he was a non-employee director of Dover, which will be payable in an equal number of shares of common stock upon Mr. Tobin's termination of services as a director.
- F3Represents grant of restricted stock units, which will vest in three equal installments on March 15th of each calendar year, starting on March 15, 2019 and ending on March 15, 2021.