SEC Form 4 · accession 0001678627-19-000001
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony K Kosinski
Officer — Vice President, Tax
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2019 | M | 8,700 | $48.28 | A | 10,341 | D | |
| Common Stock | Feb 13, 2019 | M | 6,797 | $61.79 | A | 17,138 | D | |
| Common Stock | Feb 13, 2019 | M | 4,312 | $69.57 | A | 21,450 | D | |
| Common Stock | Feb 13, 2019 | D | 12,625 | $90.31 | D | 8,825 | D | |
| Common Stock | Feb 13, 2019 | F | 3,235 | $90.31 | D | 5,590 | D | |
| Common Stock | Feb 14, 2019 | S | 2,184 | $90.07 | D | 4,821 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $48.28 | Feb 13, 2019 | M | 8,700 | D | Feb 11, 2019 | Feb 11, 2026 | Common Stock | 8,700 | 0 | D |
| Stock Appreciation Right | $61.79 | Feb 13, 2019 | M | 6,797 | D | Feb 12, 2018 | Feb 12, 2025 | Common Stock | 6,797 | 0 | D |
| Stock Appreciation Right | $69.57 | Feb 13, 2019 | M | 4,312 | D | Mar 10, 2017 | Mar 10, 2024 | Common Stock | 4,312 | 0 | D |
Explanation of responses
- F1The issuer's outstanding equity awards, including the SSAR being exercised, and unvested restricted stock units which are included in this total in Column 5 have been adjusted in connection with the separation of Apergy Corporation from the Issuer that was effected on May 9, 2018, to preserve the value of the Issuer securities as contemplated in the Employee Matters Agreement that was entered into by the Issuer and Apergy Corporation on that date.