SEC Form 4 · accession 0001667688-17-000001
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Gary Kennon
Officer — Senior Vice President
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | A | 983 | — | A | 7,077 | D | |
| Common Stock | Feb 10, 2017 | F | 358 | $79.28 | D | 6,719 | D | |
| Common StockF2 | Feb 10, 2017 | A | 1,261 | $0.00 | A | 7,980 | D | |
| Common Stock | holding | — | — | — | 1,203 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $79.28 | Feb 10, 2017 | A | 15,136 | A | Feb 10, 2020 | Feb 10, 2027 | Common Stock | 15,136 | 15,136 | D |
Explanation of responses
- F1Represents settlement of peformance shares representing a contingent right to receive shares of Dover common stock, based on Dover's internal total shareholder return for the three-year performance period ended December 31, 2016.
- F2Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2018.