SEC Form 4 · accession 0001649899-17-000004
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra A Arkell
Officer — Vice President and Controller
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | M | 7,156 | $58.69 | A | 10,742 | D | |
| Common Stock | Feb 22, 2017 | D | 5,192 | $80.905 | D | 5,550 | D | |
| Common Stock | Feb 22, 2017 | F | 642 | $80.905 | D | 4,908 | D | |
| Common Stock | Feb 22, 2017 | M | 9,718 | $57.62 | A | 14,626 | D | |
| Common Stock | Feb 22, 2017 | D | 6,922 | $80.905 | D | 7,704 | D | |
| Common Stock | Feb 22, 2017 | F | 870 | $80.905 | D | 6,834 | D | |
| Common StockF1 | Feb 24, 2017 | S | 1,850 | $79.9431 | D | 4,984 | D | |
| Common Stock | holding | — | — | — | 585 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $58.69 | Feb 22, 2017 | M | 7,156 | D | Feb 10, 2014 | Feb 10, 2021 | Common Stock | 7,156 | 0 | D |
| Stock Appreciation Right | $57.62 | Feb 22, 2017 | M | 9,718 | D | Feb 9, 2015 | Feb 9, 2022 | Common Stock | 9,718 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.95 to $79.94 inclusive. The reporting person undertakes to provide to Dover Corporation, any security holder of Dover Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in footnote (1) to this Form 4.