SEC Form 4 · accession 0001649899-16-000003
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra A Arkell
Officer — Vice President and Controller
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | A | 1,747 | $0.00 | A | 2,951 | D | |
| Common StockF2 | Feb 12, 2016 | F | 67 | $58.465 | D | 2,884 | D | |
| Common Stock | holding | — | — | — | 419 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $57.25 | Feb 11, 2016 | A | 20,961 | A | Feb 11, 2019 | Feb 11, 2026 | Common Stock | 20,961 | 20,961 | D |
Explanation of responses
- F1Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2017.
- F2Shares withheld for taxes upon partial vesting of restricted stock units granted on February 12, 2015.