SEC Form 4/A · accession 0001432074-16-000007
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen Sellhausen
Officer — Senior Vice President
Period of report
Feb 23, 2016
Accepted (ET)
Feb 29, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | M | 46,449 | $25.96 | A | 60,738 | D | |
| Common Stock | Feb 23, 2016 | D | 19,761 | $61.02 | D | 40,977 | D | |
| Common StockF1 | Feb 23, 2016 | F | 12,197 | $61.02 | D | 28,780 | D | |
| Common Stock | Feb 23, 2016 | M | 43,663 | $37.79 | A | 72,443 | D | |
| Common Stock | Feb 23, 2016 | D | 27,041 | $61.02 | D | 45,402 | D | |
| Common StockF1 | Feb 23, 2016 | F | 5,926 | $61.02 | D | 39,476 | D | |
| Common Stock | Feb 23, 2016 | M | 28,116 | $58.69 | A | 67,592 | D | |
| Common Stock | Feb 23, 2016 | D | 27,043 | $61.02 | D | 40,549 | D | |
| Common Stock | Feb 23, 2016 | F | 491 | $61.02 | D | 40,058 | D | |
| Common Stock | Feb 23, 2016 | M | 28,637 | $57.62 | A | 68,695 | D | |
| Common Stock | Feb 23, 2016 | D | 27,042 | $61.02 | D | 41,653 | D | |
| Common Stock | Feb 23, 2016 | F | 730 | $61.02 | D | 40,923 | D | |
| Common Stock | holding | — | — | — | 1,315 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $25.96 | Feb 23, 2016 | M | 46,449 | D | Feb 12, 2012 | Feb 12, 2019 | Common Stock | 46,449 | 0 | D |
| Stock Appreciation Right | $37.79 | Feb 23, 2016 | M | 43,663 | D | Feb 11, 2013 | Feb 11, 2020 | Common Stock | 43,663 | 0 | D |
| Stock Appreciation Right | $58.69 | Feb 23, 2016 | M | 28,116 | D | Feb 10, 2014 | Feb 10, 2021 | Common Stock | 28,116 | 0 | D |
| Stock Appreciation Right | $57.62 | Feb 23, 2016 | M | 28,637 | D | Feb 9, 2015 | Feb 9, 2022 | Common Stock | 28,637 | 0 | D |
Explanation of responses
- F1This amendment is being filed soley to report revised numbers of shares withheld to satisfy tax witholding obligations upon exercise.