SEC Form 4 · accession 0001424543-18-000004
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sivasankaran Somasundaram
Officer — Vice President
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2018 | S | 5,000 | $102.393 | D | 23,933 | D | |
| Common Stock | Mar 9, 2018 | M | 15,620 | $57.62 | A | 39,553 | D | |
| Common Stock | Mar 9, 2018 | D | 8,837 | $101.85 | D | 30,716 | D | |
| Common Stock | Mar 9, 2018 | F | 2,670 | $101.85 | D | 28,046 | D | |
| Common Stock | Mar 9, 2018 | M | 14,211 | $63.33 | A | 42,257 | D | |
| Common Stock | Mar 9, 2018 | D | 8,837 | $101.85 | D | 33,420 | D | |
| Common Stock | Mar 9, 2018 | F | 2,115 | $101.85 | D | 31,305 | D | |
| Common Stock | Mar 9, 2018 | M | 30,022 | $73.28 | A | 61,327 | D | |
| Common Stock | Mar 9, 2018 | D | 21,601 | $101.85 | D | 39,726 | D | |
| Common Stock | Mar 9, 2018 | F | 3,314 | $101.85 | D | 36,412 | D | |
| Common Stock | holding | — | — | — | 25,933 | I | By Limited Partnership | |
| Common Stock | holding | — | — | — | 1,779 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $57.62 | Mar 9, 2018 | M | 15,620 | D | Feb 9, 2015 | Feb 9, 2022 | Common Stock | 15,620 | 0 | D |
| Stock Appreciation Right | $63.33 | Mar 9, 2018 | M | 14,211 | D | Feb 14, 2016 | Feb 14, 2023 | Common Stock | 14,211 | 0 | D |
| Stock Appreciation Right | $73.28 | Mar 9, 2018 | M | 30,022 | D | Feb 12, 2018 | Feb 12, 2025 | Common Stock | 30,022 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions as prices ranging from $102.461 to $102.37 inclusive. The reporting person undertakes to provide to Dover Corporation, any security holder of Dover Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.