SEC Form 4 · accession 0001352017-16-000004
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Goldberg
Officer — Vice President
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | M | 345 | — | A | 3,093 | D | |
| Common Stock | Feb 11, 2016 | F | 146 | $57.25 | D | 2,947 | D | |
| Common StockF2 | Feb 11, 2016 | A | 786 | $0.00 | A | 3,733 | D | |
| Common StockF3 | Feb 12, 2016 | F | 87 | $58.465 | D | 3,646 | D | |
| Common Stock | holding | — | — | — | 1,112 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Feb 11, 2016 | M | 473 | D | — | — | Common Stock | 473 | 0 | D |
| Stock Appreciation Right | $57.25 | Feb 11, 2016 | A | 9,432 | A | Feb 11, 2019 | Feb 11, 2026 | Common Stock | 9,432 | 9,432 | D |
Explanation of responses
- F1Represents settlement of performance shares representing a contingent right to receive shares of Dover common stock, based on Dover's relative total shareholder return versus that of Dover's peer group for the three-year performance period ended 12/31/2015.
- F2Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2017.
- F3Shares withheld for taxes upon partial vesting of restricted stock units granted on February 12, 2015.