SEC Form 4 · accession 0001348875-16-000008
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Kloosterboer
Officer — Senior Vice President
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 10:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 43,663 | $37.79 | A | 64,615 | D | |
| Common Stock | Nov 10, 2016 | D | 23,065 | $71.54 | D | 41,550 | D | |
| Common Stock | Nov 10, 2016 | F | 9,097 | $71.54 | D | 32,453 | D | |
| Common StockF1 | Nov 14, 2016 | S | 11,501 | $70.2451 | D | 20,952 | D | |
| Common Stock | holding | — | — | — | 2,047 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $37.79 | Nov 10, 2016 | M | 43,663 | D | Feb 11, 2013 | Feb 11, 2020 | Common Stock | 43,663 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.15 to $70.41 inclusive. The reporting person undertakes to provide to Dover Corporation, any security holder of Dover Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.