SEC Form 4 · accession 0001302644-19-000003
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Spurgeon
Officer — Vice President
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | A | 2,412 | $0.00 | A | 8,805 | D | |
| Common StockF2 | Feb 15, 2019 | A | 2,231 | — | A | 11,036 | D | |
| Common Stock | Feb 15, 2019 | F | 989 | $91.20 | D | 10,047 | D | |
| Common Stock | holding | — | — | — | 5,950 | I | By trust | |
| Common Stock | holding | — | — | — | 8,634 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $91.20 | Feb 15, 2019 | A | 24,123 | A | Feb 15, 2022 | Feb 15, 2029 | Common Stock | 24,123 | 24,123 | D |
Explanation of responses
- F1Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2020.
- F2Represents settlement of performance shares representing a contingent right to receive shares of Dover common stock, based on Dover's internal total shareholder return for the three-year performance period ended December 31, 2018.