SEC Form 4 · accession 0001302644-19-000001
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Spurgeon
Officer — Vice President
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2019 | M | 33,709 | $53.40 | A | 40,102 | D | |
| Common Stock | Feb 4, 2019 | M | 28,747 | $69.57 | A | 68,849 | D | |
| Common Stock | Feb 4, 2019 | D | 43,538 | $87.28 | D | 25,311 | D | |
| Common Stock | Feb 4, 2019 | F | 5,816 | $87.28 | D | 19,495 | D | |
| Common Stock | Feb 4, 2019 | G | 11,494 | $0.00 | D | 5,950 | I | By trust |
| Common Stock | holding | — | — | — | 8,613 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $53.40 | Feb 4, 2019 | M | 33,709 | D | Feb 14, 2016 | Feb 14, 2023 | Common Stock | 33,709 | 0 | D |
| Stock Appreciation Right | $69.57 | Feb 4, 2019 | M | 28,747 | D | Mar 10, 2017 | Mar 10, 2024 | Common Stock | 28,747 | 0 | D |
Explanation of responses
- F1The issuer's outstanding equity awards, including the SSARs being exercised, have been adjusted in connection with the separation of Apergy Corporation from the Issuer that was effected on May 9, 2018, to preserve the value of the Issuer securities as contemplated in the Employee Matters Agreement that was entered into by the Issuer and Apergy Corporation on that date.