SEC Form 4 · accession 0001302644-17-000001
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William Spurgeon
Officer — Vice President
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | G | 1,925 | $0.00 | D | 4,728 | D | |
| Common StockF1 | Feb 10, 2017 | A | 2,775 | $0.00 | A | 7,503 | D | |
| Common Stock | holding | — | — | — | 26,728 | I | By trust | |
| Common Stock | holding | — | — | — | 10,509 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | — | Feb 10, 2017 | D | 3,636 | D | — | — | Common Stock | 3,636 | 0 | D |
| Stock Appreciation Right | $79.28 | Feb 10, 2017 | A | 27,750 | A | Feb 10, 2020 | Feb 10, 2027 | Common Stock | 27,750 | 27,750 | D |
Explanation of responses
- F1Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2018.
- F2Represents expiration of performance shares granted on March 10, 2014, which represented a contingent right to receive shares of Dover common stock, based on satisfaction of performance criteria over the three-year performance period ending December 31, 2016.