SEC Form 4 · accession 0001302644-16-000009
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Spurgeon
Officer — Vice President
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2016 | G | 7,000 | $0.00 | D | 26,728 | I | By trust |
| Common Stock | Jul 26, 2016 | M | 47,633 | $37.79 | A | 59,163 | D | |
| Common Stock | Jul 26, 2016 | D | 24,993 | $72.025 | D | 34,170 | D | |
| Common Stock | Jul 26, 2016 | F | 10,347 | $72.025 | D | 23,823 | D | |
| Common StockF1 | Jul 28, 2016 | S | 17,170 | $71.647 | D | 6,653 | D | |
| Common Stock | holding | — | — | — | 10,328 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $37.79 | Jul 26, 2016 | M | 47,633 | D | Feb 11, 2013 | Feb 11, 2020 | Common Stock | 47,633 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.35 to $71.82 inclusive. The reporting person undertakes to provide to Dover Corporation, any security holder of Dover Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.