SEC Form 4 · accession 0001207955-18-000004
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristiane C Graham
Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2018 | A | 1,508 | $86.19 | A | 370,300 | D | |
| Common Stock | holding | — | — | — | 2,460 | I | By children | |
| Common StockF3 | holding | — | — | — | 11,116 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of deferred stock units which will be payable in an equal number of shares of common stock upon the Reporting Person's termination of services as a director.
- F2Reflects adjustments to previously granted deferred stock units of Issuer in connection with the separation of Apergy Corporation from the Issuer that was effected on May 9, 2018, to preserve the value of the Issuer securities as contemplated in the Employee Matters Agreement that was entered into by the Issuer and Apergy Corporation on that date.
- F3Represents shares held by trust of which the Reporting Person is one of the trustees and as to which immediate family members are among the beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein, if any, this Report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities (except to the extent of the pecuniary interest therein) for the purposes of Section 16 or for any other purpose.