SEC Form 4 · accession 0000900549-17-000003
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Stubbs
Director
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | G | 1,850 | $0.00 | D | 275,344 | D | |
| Common StockF1,F2,F6 | May 19, 2017 | S | 20,000 | $83.22 | D | 552,390 | I | By trust |
| Common StockF3,F4 | May 19, 2017 | S | 20,000 | $83.2203 | D | 90,000 | I | By trust |
| Common StockF5,F6 | holding | — | — | — | 199,488 | I | By trust | |
| Common StockF7 | holding | — | — | — | 1,000 | I | By spouse | |
| Common StockF8,F6 | holding | — | — | — | 20,972 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.94 to $83.52 inclusive. The reporting person undertakes to provide to Dover Corporation, any security holder of Dover Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in footnote (1) to this Form 4.
- F2Shares held by the Gretchen B. Stubbs Residuary Trust of which the Reporting Person, his spouse and his descendants are beneficiaries.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.58 inclusive. The reporting person undertakes to provide to Dover Corporation, any security holder of Dover Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in footnote (3) to this Form 4.
- F4Shares held by the Michael B. Stubbs 2010 Grantor Retained Annuity Trust No. 1 over which the Reporting Person has power of substitution of assets.
- F5Shares held by the 1993 Stubbs Family Trust of which the Reporting Person, his spouse and his descendants are beneficiaries.
- F6The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities (except to the extent of his pecuniary interest therein) for purposes of Section 16 or for any other purpose.
- F7The Reporting Person disclaims beneficial ownership of the reported securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F8Shares held by the Trust f/b/o Jill S. Bradburn of which a member of the Reporting Person's immediate family is the beneficiary, the Reporting Person is co-trustee and a contingent beneficiary.