SEC Form 4 · accession 0000900549-16-000009
DOVER Corp · DOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Stubbs
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2016 | S | 19,000 | $71.58 | D | 110,000 | I | By trust |
| Common Stock | holding | — | — | — | 275,727 | D | ||
| Common StockF3,F4 | holding | — | — | — | 199,488 | I | By trust | |
| Common StockF5 | holding | — | — | — | 1,000 | I | By spouse | |
| Common StockF6,F4 | holding | — | — | — | 592,390 | I | By trust | |
| Common StockF7,F4 | holding | — | — | — | 20,972 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to 72.06, inclusive. The Reporting Person undertakes to provide to Dover Corporation, any holder of Dover Corporation stock or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges forth in footnote (1) to this Form 4.
- F2Shares held by the Michael B. Stubbs 2010 Grantor Retained Annuity Trust No. 1 over which the Reporting Person has power of substitution of assets.
- F3Shares held by the 1993 Stubbs Family Trust of which the Reporting Person, his spouse and his descendants are beneficiaries.
- F4The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities (except to the extent of his pecuniary interest therein) for purposes of Section 16 or for any other purpose.
- F5The Reporting Person disclaims beneficial ownership of the reported securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F6Shares held by the Gretchen B. Stubbs Residuary Trust of which the Reporting Person, his spouse and his descendants are beneficiaries.
- F7Shares held by the Trust f/b/o Jill S. Bradburn of which a member of the Reporting Person's immediate family is the beneficiary, the Reporting Person is co-trustee and a contingent beneficiary.