SEC Form 4 · accession 0001225208-16-037291
Air Products & Chemicals, Inc. · APD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guillermo Novo
Officer — Executive V.P.
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 11,755 | $81.57 | A | 23,590 | D | |
| Common Stock | Jul 29, 2016 | M | 7,395 | $83.39 | A | 30,985 | D | |
| Common Stock | Jul 29, 2016 | M | 4,235 | $81.57 | A | 35,220 | D | |
| Common Stock | Jul 29, 2016 | M | 2,598 | $83.39 | A | 37,818 | D | |
| Common Stock | Jul 29, 2016 | F | 1,476 | $149.51 | D | 36,342 | D | |
| Common Stock | Jul 29, 2016 | F | 2,355 | $149.565 | D | 33,987 | D | |
| Common Stock | Jul 29, 2016 | F | 4,199 | $149.5945 | D | 29,788 | D | |
| Common Stock | Jul 29, 2016 | F | 6,539 | $149.5112 | D | 23,249 | D | |
| Common StockF1 | Jul 29, 2016 | S | 7,997 | $149.58 | D | 15,252 | D | |
| Common Stock | holding | — | — | — | 186 | I | By RSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $83.39 | Jul 29, 2016 | M | 2,598 | D | Aug 8, 1988 | Sep 12, 2022 | Common Stock | 2,598 | 7,395 | D |
| Stock Option (Right to Buy)F2 | $83.39 | Jul 29, 2016 | M | 7,395 | D | Aug 8, 1988 | Sep 12, 2022 | Common Stock | 7,395 | 0 | D |
| Stock Option (Right to Buy)F2 | $81.57 | Jul 29, 2016 | M | 4,235 | D | Aug 8, 1988 | Dec 3, 2022 | Common Stock | 4,235 | 11,755 | D |
| Stock Option (Right to Buy)F2 | $81.57 | Jul 29, 2016 | M | 11,755 | D | Aug 8, 1988 | Dec 3, 2022 | Common Stock | 11,755 | 0 | D |
Explanation of responses
- F1Actual sale prices ranged from $149.18 to $149.67.
- F2These options become exercisable in one-third increments on the first three anniversaries of grant.