SEC Form 4 · accession 0001209191-19-017075
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Pecaric
Officer — See Remarks
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2019 | F | 13,492 | $5.36 | D | 106,750 | D | |
| Common StockF1 | Mar 4, 2019 | A | 53,140 | — | A | 159,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | Mar 4, 2019 | A | 22,450 | A | — | — | Common Stock | 22,450 | 22,450 | D |
Explanation of responses
- F1Company granted restricted stock units issued pursuant to Rule 16b-3 Plan. The restricted stock units are payable in shares of common stock in three equal annual installments on March 4, 2020, March 4, 2021 and March 4, 2022, subject to reporting person's continued employment.
- F2Represents the economic equivalent of common stock, which may be settled in Company common stock or cash upon vesting.
- F3Phantom Stock is payable in shares of common stock or cash in three equal annual installments on March 4, 2020, March 4, 2021 and March 4, 2022, subject to reporting person's continued employment.
Remarks
President, Business Services