SEC Form 4 · accession 0001209191-18-032041
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Pope
Director
Period of report
May 18, 2018
Accepted (ET)
May 21, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2018 | A | 32,428 | — | A | 135,646 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the third anniversary of the grant date or when the reporting person ceases to be a director, if earlier.
- F2Includes 27,000 shares held directly and 108,646 RSUs. In addition, 19,071 shares are held indirectly in trust as deferred compensation.