SEC Form 4 · accession 0001209191-18-017452
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry D Peterson
Officer — EVP & CFO
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | F | 3,269 | $7.31 | D | 82,418 | D | |
| Common StockF2,F3 | Mar 2, 2018 | A | 79,750 | — | A | 162,168 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock in three equal installments on March 2, 2019, March 2, 2020 and March 2, 2021, subject to Mr. Peterson's continued employment with the Company.
- F3Amount includes 15,700 shares of common stock owned individually and 146,468 RSUs.