SEC Form 4 · accession 0001209191-18-017449
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Pecaric
Officer — See Remarks
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | F | 5,190 | $7.31 | D | 66,893 | D | |
| Common StockF2,F3 | Mar 2, 2018 | A | 55,478 | — | A | 122,371 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. Mr. Pecaric's RSUs will vest in three equal installments on the March 2, 2019, March 2, 2020 and March 2, 2021, subject to Mr. Pecaric's continued employment with the Company.
- F3Amount reflects 20,945 shares of common stock owned individually, 365 shares of common stock held jointly with spouse, 24 shares held in the dividend reinvestment plan and 101,037 RSUs.