SEC Form 4 · accession 0001209191-18-017444
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel L. Knotts
Officer — CEO & President · Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | F | 32,568 | $7.31 | D | 448,765 | D | |
| Common StockF2,F3 | Mar 2, 2018 | A | 332,871 | — | A | 781,636 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. Mr. Knotts' RSUs will vest in three equal installments on March 2, 2019, March 2, 2020 and March 2, 2021, subject to Mr. Knotts' continued employment with the Company.
- F3Amount reflects 200,181 shares of common stock held individually, 400 shares held jointly with spouse, 45 shares held in dividend reinvestment plan, as well as 581,455 RSUs.