SEC Form 4 · accession 0001209191-17-018356
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry D Peterson
Officer — EVP & CFO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2017 | A | 31,268 | — | A | 90,902 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. Mr. Peterson's RSUs will vest in three equal installments on March 2, 2018, March 2, 2019 and March 2, 2020, subject to Mr. Peterson's continued employment with the Company.
- F2Includes 90,902 restricted stock units.