SEC Form 4 · accession 0001209191-16-122654
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Keith Palmer
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | A | 17,119 | — | A | 73,084 | D | |
| Common StockF3 | May 20, 2016 | F | 1,560 | $15.64 | D | 71,524 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Company granted restricted stock units issued pursuant to Rule 16b-3 Plan. The restricted stock units are payable in shares of common stock in three equal annual installments on May 20, 2017, May 20, 2018 and May 20, 2019 or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.
- F2Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F3Includes 23,895 shares held directly and 47,628.577 restricted stock units.