SEC Form 4 · accession 0001181431-15-003942
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Leib
Officer — Chief Financial Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (withholding for tax liability) | Mar 2, 2015 | F | 16,548 | $19.05 | D | 221,041 | D | |
| Common StockF3,F4 | Mar 2, 2015 | S | 20,000 | $19.0603 | D | 201,041 | D | |
| Common stock | holding | — | — | — | 1,392 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2014.
- F3The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $18.89 to $19.17 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- F4Includes 65,275 shares held directly, 826 shares held through dividend reinvestment plan and 134,940 restricted stock units.